Regulatory Reporting – Quality Management Senior Business Analyst
Regulatory Reporting – Quality Management Senior Business Analyst
To apply for this job, please find the formal link here.
ROLE
– Lead the development and implementation of automated solutions for Quality Management within Non-Financial Regulatory Reporting.
– Design and implement automated testing processes, controls, and monitoring to ensure the accuracy and timeliness of regulatory reports.
– Identify and implement best practices to enhance the efficiency, accuracy, and consistency of regulatory reporting through automation.
– Develop and monitor robust data quality metrics and controls to ensure the integrity of data used for regulatory reporting.
– Contribute to the Quality Management framework for all Regulatory Reporting activities, ensuring adherence to submission deadlines and accuracy standards.
– Design and automate tools for comprehensive data reconciliation and validation to ensure the integrity of reporting.
– Contribute to implementation of complex new or revised regulatory requirements, providing technical insights for automation solutions.
– Support responses to queries from regulators and internal control assessments by providing automated data insights.
– Identify potential discrepancies or issues in reporting and escalate them appropriately.
– Contribute to the development, maintenance, and continuous enhancement of the risk and control framework for reporting processes, with an automation lens.
– Collaborate with internal stakeholders and technology teams to address QA issues, develop remediation plans, and drive continuous improvement initiatives.
– Support risk, self-assessments to identify gaps in existing QA processes, with a focus on mitigating compliance risks associated with diverse client portfolios and complex investment products through automated controls.
– Develop and present comprehensive reports to senior management on the status of QA programs, key findings, and recommendations for improvement.
REQUIREMENTS
– Bachelor’s or Master’s degree in Finance, Business, Economics, Computer Science, or a related field.
– Working experience in implementing automation tools in Regulatory Reporting is essential.
– Proven experience in managing technical projects or initiatives related to process automation and QA.
– Solid understanding of key regulatory reporting frameworks and requirements.
– Proficiency in reconciliation, advanced Excel functions, and other data manipulation and reporting tools.
BENEFITS
– Global Impact: Play a key role in ensuring compliance and operational excellence across global wealth management markets through innovative automation, safeguarding the integrity of our client experience, relationships, and services.
– Career Growth: Lead and shape a critical function within the organization, with ample opportunities for career development and exposure to diverse markets and products, particularly in the growing field of AI and automation in QA.
– Collaborative Environment: Work with top-tier professionals from diverse backgrounds and regions, in a culture that values teamwork, innovation, and continuous improvement.
