ROLE
– Lead the development and implementation of automated solutions for Quality Management within Non-Financial Regulatory Reporting.
– Design and implement automated testing processes, controls, and monitoring to ensure the accuracy and timeliness of regulatory reports.
– Identify and implement best practices to enhance the efficiency, accuracy, and consistency of regulatory reporting through automation.
– Develop and monitor robust data quality metrics and controls to ensure the integrity of data used for regulatory reporting.
– Contribute to the Quality Management framework for all Regulatory Reporting activities, ensuring adherence to submission deadlines and accuracy standards.
– Design and automate tools for comprehensive data reconciliation and validation to ensure the integrity of reporting.
– Contribute to implementation of complex new or revised regulatory requirements, providing technical insights for automation solutions.
– Support responses to queries from regulators and internal control assessments by providing automated data insights.
– Identify potential discrepancies or issues in reporting and escalate them appropriately.
– Contribute to the development, maintenance, and continuous enhancement of the risk and control framework for reporting processes, with an automation lens.
– Collaborate with internal stakeholders and technology teams to address QA issues, develop remediation plans, and drive continuous improvement initiatives.
– Support risk, self-assessments to identify gaps in existing QA processes, with a focus on mitigating compliance risks associated with diverse client portfolios and complex investment products.
– Develop and present comprehensive reports to senior management on the status of QA programs, key findings, and recommendations for improvement.

REQUIREMENTS
– Bachelor’s or Master’s degree in Finance, Business, Economics, Computer Science, or a related field.
– Working experience in implementing automation tools in Regulatory Reporting is essential.
– Proven experience in managing technical projects or initiatives related to process automation and QA.
– Solid understanding of key regulatory reporting frameworks and requirements.
– Proficiency in reconciliation, advanced Excel functions, and other data manipulation and reporting tools.
– Strong analytical and problem-solving skills, with the ability to manage complex data sets, identify trends, and address issues within the context of wealth management client portfolios through automated solutions.
– Excellent communication and interpersonal skills, with the ability to collaborate with stakeholders at all levels, including senior executives and front-office teams.
– Strong attention to detail and analytical skills.
– Ability to work independently and collaboratively in a fast-paced, complex environment with multiple competing priorities.
– Experience in managing documentation for Regulators and audit trails.