ROLE
– Prepare and submit complex non-financial regulatory reports for various jurisdictions and products, ensuring accuracy, completeness, and timeliness.
– Perform advanced post-submission validation and analysis to identify and resolve issues related to regulatory reporting.
– Reconcile positions and data sources to ensure the integrity of reporting.
– Act as a primary point of contact for coordination with partner units for exceptions and clarifications pertaining to identified issues.
– Execute elements of the roadmap to improve regulatory reporting operations by streamlining processes, mitigating risks, and enhancing documentation.
– Develop Business Requirements for system-related enhancements and participate in the end-to-end management of their implementation.
– Participate in projects and process improvement initiatives.
– Participate in regulatory report design conversations with Product and ICRM stakeholders to provide detailed input on data and process requirements.
– Collaborate with Risk, Compliance, and Technology partners to support integrated reporting solutions.
– Prepare materials and participate in governance forums to provide updates on specific reports or issues.
– Prepare data and draft responses for regulatory engagement under senior guidance.
– Ensure the completeness of the reporting inventory for their assigned areas by maintaining up-to-date records.
– Perform activities across control functions, including MCA, audits, and procedure updates.
– Serve as an escalation point for junior analysts and contribute to internal training initiatives.

REQUIREMENTS
– 2-5 years of experience in Operations, preferably in a regulatory reporting space.
– Solid experience in transactional regulatory reporting and a deep understanding of operational processes.
– Proven experience working with business stakeholders and proficiency in developing business requirements.
– Hands-on experience with data automation and analytics tools like Xceptor or Alteryx is a significant plus.
– Understanding of prompt development for AI tools.
– Strong analytical thinking, critical thinking, and problem-solving skills.
– Adequate proficiency with MS Project, Excel, Visio, and PowerPoint.
– Proficiency in data automation and transformation tools such as Xceptor and Alteryx is highly desirable.
– Bachelor’s/University degree or equivalent experience in Finance, Accounting, Business, or a related field.